Template

HUD Compliance Audit Checklist

20+

Use this HUD compliance audit checklist to evaluate FHA Title I and II lender obligations. It guides auditors through quality control plan implementation, oversight of third party originators, branch registration and operations, and timely monitoring of early payment defaults. Verify HMDA and program activity reporting, annual recertification, adjusted net worth, liquidity, fidelity bond and errors and omissions coverage, and NMLS filings. Document findings and corrective actions.

With Mitti you can

Digitize any process, procedure or policy

Eliminate mistakes made by paper-based processes

Create and share professional reports instantly

Confirm accountability and compliance with a digital log

With Mitti you can

Digitize any process, procedure or policy

Eliminate mistakes made by paper-based processes

Create and share professional reports instantly

Confirm accountability and compliance with a digital log

About author

Mitti

Mitti (by SafetyCulture) is the operations system for every site, shift and standard. Trusted by 80,000 organizations in 190 countries, Mitti publishes free checklists, SOP templates, audit checklists and toolbox talk topics that turn paper processes into a digital audit trail. Download one, put it to work on your next inspection or shift, and see why teams keep coming back for more.

Template

HUD Audit Checklist

This HUD audit checklist helps auditors evaluate FHA approved lenders for compliance with HUD requirements. It covers general audit requirements, financial statements prepared under GAAP, reporting under GAAS and GAGAS, internal control over financial reporting and program compliance, and the compliance report with tested areas. It outlines schedules of findings and questioned costs, corrective action planning, and guidance for electronic submission of audited financial statements and compliance data to HUD within required timelines. The checklist also addresses lender recertification, adjusted net worth, liquidity, loan origination and servicing, escrow accounts, eligible fees, kickbacks, and required quality control plans, providing a structured approach to consistent, efficient audits.

by Mitti

20+

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Template

HUD Audit Report Template

This HUD audit report template helps auditors and FHA-approved lenders document Chapter 7 audit findings in line with Government Auditing Standards. Capture the content of each finding with sufficient evidence, add lender-prepared corrective action plans, and track actions in progress and completed. The template supports transparent reporting on noncompliance, internal control deficiencies, and corrective measures, ensuring clear communication between auditors and program managers. Use it to improve documentation quality, validate lender comments, and reinforce consistent, compliant audit reporting.

by Mitti

10+

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Template

ISO 9001:2015 Stage 2 Audit and Recertification

Use this ISO 9001:2015 Stage 2, surveillance and recertification audit checklist to evaluate a quality management system against clauses 4 to 10. The template guides auditors through leadership, planning, support, operation, performance evaluation, and improvement, with prompts to verify scope, objectives, risks, customer focus, documented information, and operational controls. Capture evidence, record findings, and track corrective actions to support certification and ongoing compliance. Suitable for certification audits, annual surveillance, and triannual recertification across any industry.

by Jon Ingle, from the Community

20+

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Template

Oversight Audit Template

Use this Oversight Audit template to evaluate internal audit practices, management review, and compliance with applicable standards and clauses. Sections cover monitoring and measurement, customer satisfaction, service delivery and supplier performance, environmental monitoring, and OHS monitoring. It also addresses nonconformities and corrective actions, accident and near miss investigations, and evidence of improvement. Capture audit scope, participants, and summary to support a consistent, documented oversight process.

by Kevin Cornwall, from the Community

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Template

Annual Program Review: Working at Heights

Use this annual program review checklist to evaluate working at heights controls across your site. Confirm use of standard permits, volumes issued, third-party fall risk assessments, and equipment integrity of fall arrest systems and anchor points. Verify training, inspections before use, annual competent-person inspections, and adherence to manufacturer instructions. Review scaffold and mobile platform requirements, daily inspections, and lift operator health and recertification. Ensure rescue plans, control methods for unprotected edges, and regulatory thresholds for maintenance and construction are met. Check permit completeness, roles, responsibilities, and time limits.

by Michael Currie, from the Community

20+

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Template

BSA Branch Security Audit Checklist

This BSA branch security audit checklist helps financial institutions evaluate the security of branch locations and cash handling operations. It covers perimeter defenses, armed guard readiness, branch opening procedures, gates and shutters, vault and boxroom controls, housekeeping, emergency power and lighting, staff compliance, CCTV quality and retention, alarms, doors and interlocks, access and key control, control room protocols, counting house checks, vehicle and armoury standards, health and safety compliance, and management oversight. Use it to document findings, assign corrective actions, and verify follow-up to maintain a secure, compliant banking environment.

by Pine Pienaar, from the Community

10+

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HUD Compliance Audit Checklist

About author

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