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Risk Management & Compliance

Explore risk management and compliance templates and training courses for identifying hazards, assessing risk, and managing workplace controls. Help your teams meet legal requirements, run effective audits, and keep everyday work safe and compliant.

Browse Risk Management & Compliance

324 results
  • Lista de comprobación del cumplimiento de la SOX
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    Template

    Lista de comprobación del cumplimiento de la SOX

    El equipo de gestión de las empresas que cotizan en bolsa utiliza una lista de verificación de cumplimiento de SOX para evaluar su cumplimiento con la Ley Sarbanes-Oxley y mejorar las áreas donde pueda ocurrir un posible incumplimiento. Utilice esta lista de verificación para la aplicación práctica de la Sección 404: Evaluación de la gestión de los controles internos, ya que parece causar la mayoría de las dificultades en el cumplimiento.

    by SafetyCulture
    Downloads: 100+
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  • Competition and Consumer Law (AUS)
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    Course

    Competition and Consumer Law (AUS)

    This course provides pieces of information about what comprises the Australian Competition and Consumer Law. This tackles consumer rights and guarantees, repair, replacement or refund policy, anti-competitive behaviour (e.g. cartel conduct, misuse of market power, unconscionable conduct, etc.), false advertising (including managing online reviews) and pricing and surcharging (including price fixing, payment surcharges, etc.).

    by SafetyCulture
    4 Lessons
    Downloads: 100+
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  • Plantilla SIPOC
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    Template

    Plantilla SIPOC

    Esta plantilla SIPOC se utiliza por los directores a cargo para tener una visión general de los procesos comerciales. Es una solución paso a paso que resume todos los elementos (proveedores, entradas, procesos, resultados y cliente) para analizar los procesos comerciales, todos los entresijos y formas para mejorarlos.

    by SafetyCulture
    Downloads: 100+
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  • Prevention of Theft from Commercial Premises
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    Course

    Prevention of Theft from Commercial Premises

    This course is split into two modules with a total of 15 lessons. Module 1: In this section, you'll learn about the different kinds of physical security options you can use, identify the types of surveillance available and understand different computer security options you can adapt. Module 2: This section discusses the essential components of alarm systems, outlines different alarm detection devices and remote signalling available, and explains how the police deal with false alarms. Aviva is one of the largest UK insurance brands and a leading savings and retirement business with more than 320 years of heritage. Aviva Risk Management Solutions helps you to look at risks that arise in your place of work and put into action customised measures to control them.

    by Aviva UK
    15 Lessons
    Downloads: 100+
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  • Audit Dokumentasi Oshwa
    Template

    Audit Dokumentasi Oshwa

    Gunakan Daftar Periksa Digital Ini Untuk Menerapkan Dokumentasi Yang Efektif Dan Mengikuti Standar Oshwa Untuk Audit.

    by Amat Ril, from the Community
    Downloads: 100+
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  • Complete Guide to Risk Assessment and Prevention
    Template

    Complete Guide to Risk Assessment and Prevention

    Learn comprehensive risk assessment procedures, including evaluation of workplace hazards, control measures, and compliance with ISO 45001 safety standards.

    by Stephen Crewe, from the Community
    Downloads: 100+
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  • Comprehensive Guide to Tender Risk Management
    Template

    Comprehensive Guide to Tender Risk Management

    Learn how to identify, assess and mitigate risks in the tender process. Covers planning, specification, evaluation, contract management and disposal procedures.

    by Kristopher Wozniak, from the Community
    Downloads: 100+
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  • Rop-033 - Control De Servicio No Conforme - Versión 14 - Vigente Desde 21/09/2017
    by Alvaro Javier Martinez Escalante, from the Community
    Downloads: 100+
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  • Supplier Management and Outsourced Processing Guidelines
    Template

    Supplier Management and Outsourced Processing Guidelines

    Comprehensive guide on managing suppliers, raw materials, and outsourced processes. Learn best practices for quality control, risk assessment, and compliance with BRCGS standards.

    by Isabel Alber, from the Community
    Downloads: 100+
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  • Task Observation Guide: Ensuring Workplace Safety Compliance
    Template

    Task Observation Guide: Ensuring Workplace Safety Compliance

    Learn how to conduct effective task observations with our comprehensive guide. Includes step-by-step instructions, checklist criteria, and documentation requirements.

    by Gregory O'Donnell, from the Community
    Downloads: 100+
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  • Aio - Área 6 (V. 3)
    Template

    Aio - Área 6 (V. 3)

    Avaliação Dos Indicadores Operacionais

    by Joao Albery Dias, from the Community
    Downloads: 100+
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  • ISO 31000 Risk Management Template Guide
    Template

    ISO 31000 Risk Management Template Guide

    Comprehensive guide for implementing ISO 31000 risk management processes. Learn how to identify, assess, mitigate, and monitor risks using our professional template.

    by Paul Lidster, from the Community
    Downloads: 100+
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  • Internal Audit Report Template for ISO Compliance
    Template

    Internal Audit Report Template for ISO Compliance

    Comprehensive internal audit report template for ISO 9001, 14001, and 45001 compliance. Includes detailed sections for documentation review and improvement tracking.

    by Associated Rigging, from the Community
    Downloads: 100+
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  • Rop-033 - Control De Servicio No Conforme - Versión 15 - Vigente Desde 10/06/2019
    by Alvaro Javier Martinez Escalante, from the Community
    Downloads: 100+
    Get
  • Complete Guide to Payroll and Labor Compliance Auditing
    Template

    Complete Guide to Payroll and Labor Compliance Auditing

    Comprehensive guide for conducting payroll and labor compliance audits, covering personnel documentation, minor employee regulations, and workplace policy compliance.

    by Kyle Addy, from the Community
    Downloads: 100+
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  • Permit to Work Spot Check Compliance Guide
    Template

    Permit to Work Spot Check Compliance Guide

    Comprehensive guide for conducting permit to work spot checks. Includes permit board verification, specific permit checks, and feedback procedures for workplace safety compliance.

    by Boris Momchev, from the Community
    Downloads: 100+
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  • Liste de contrôle entretien d'audit de projet - Chefs de projet
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    Template

    Liste de contrôle entretien d'audit de projet - Chefs de projet

    Ce modèle permet de rassembler tous les éléments clés de la charte et de la portée lors de la phase de pré-planification de votre projet, y compris les objectifs et les critères de réussite.

    by SafetyCulture
    Downloads: 90+
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  • Cyclone Preparation Checklist (Queensland Government)
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    Template

    Cyclone Preparation Checklist (Queensland Government)

    The best time to prepare your home is before storm, cyclone and monsoon season. Completing this list of suggested tasks will help you prepare your home and property to minimise potential damage.

    by SafetyCulture
    Downloads: 90+
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  • Informe de Acción Correctiva ISO 9001:2015
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    Template

    Informe de Acción Correctiva ISO 9001:2015

    Un informe de acción correctiva es un plan detallado de pasos que tienen como objetivo eliminar las discrepancias del proceso, identificar las causas raíz y prevenir la recurrencia de las causas raíz. Se implementan para identificar, resolver y prevenir contratiempos relacionados con la no conformidad de la calidad. Utilice esta plantilla para colaborar con equipos multifuncionales y tener un proceso de acciones correctivas bien documentado y basado en la gestión del riesgo que cumpla con la norma ISO 9001:2015.

    by SafetyCulture
    Downloads: 90+
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  • PDI Checklist
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    Template

    PDI Checklist

    A PDI checklist is used in the Canadian real estate industry for builders and buyers to verify the condition of a newly-built home or condominium unit before moving in. A representative of the builder and the purchaser can easily inspect the exterior, interior, and operating systems with this easy-to-use PDI checklist.

    by SafetyCulture
    Downloads: 90+
    Get
  • General Prioritization Matrix Template
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    Template

    General Prioritization Matrix Template

    This template is a general-use prioritization matrix that can be used by anyone for tasks that need to be organized according to priority. This comes with repeating sections to help you sort and rank your tasks or projects in order to create the best order of prioritization based on your goals and situation.

    by SafetyCulture
    Downloads: 90+
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  • Modèle de revue de direction
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    Template

    Modèle de revue de direction

    Ce modèle gratuit de revue de direction de la qualité peut aider la direction générale ainsi que les responsables à effectuer des revues de direction de manière rationnelle et plus efficace. Téléchargez et utilisez ce modèle de revue de direction pour examiner la politique de qualité de votre organisation, les résultats des audits internes, le statut des actions correctives et préventives, les ressources essentielles à la mise en place de votre SMQ, les initiatives de formation et les objectifs de qualité, entre autres.

    by SafetyCulture
    Downloads: 90+
    Get
  • Fire Investigation Scene Checklist and Documentation Guide
    Template

    Fire Investigation Scene Checklist and Documentation Guide

    Comprehensive fire investigation checklist covering arson indicators, burn patterns, ignition sources, and safety assessments. Essential tool for professional fire investigators.

    by Jonathan Stewart, from the Community
    Downloads: 90+
    Get
  • Scope of Work Template (Assessment Guidelines)
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    Template

    Scope of Work Template (Assessment Guidelines)

    This customizable digital checklist can help project managers list questions they can use as guidelines when preparing an SOW. Use this template to help you remember and accomplish important to-do items before getting your SOW ready for sign off.

    by SafetyCulture
    Downloads: 80+
    Get

Risk management and compliance resources your team can use every shift

Standardize risk management and compliance work without rebuilding content from scratch. Explore risk management and compliance training courses, checklists, and templates through SafetyCulture’s Content Library, your primary online collection of industry-standard instructional materials and quality control inspections, audits, and checklists.

Operate on efficiency

Select the right material, roll it out quickly, and adapt as needed. By providing the proper tools, you can give every team the confidence to get their work done safely and efficiently without slowing down operations whenever and wherever they may be.

Discover how these resources help teams work faster and more consistently:

  • Carry out high-risk operations safely with courses on safety in the workplace and manual handling.

  • Perform risk identification and assessment with root cause analysis templates.

  • Execute effective risk mitigation programs with guidance from risk management checklists.

Everything in this library is ready to use and fully digital, giving your team a clearer starting point for quality and safe work. By customizing and sharing the same courses, checklists, and templates across teams, you reduce variation and make it easier to deliver work the same way every time, all within a click from your own device. When used within SafetyCulture, these resources support consistent execution, highlight gaps in real time, and strengthen everyday safety and quality practices at scale.